Stephen Andrew Lasher Sr.
Professional Summary
Stephen Andrew Lasher SR., who also goes by Stephen Andrew Lasher, was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 1971 - 2021. Stephen had worked at 3 firms and has passed the Series 79TO, Series 99TO, Series 7TO, SIE, Series 41, PC, Series 000, Series 1, Series 24, Series 14, Series 4, Series 12 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen Andrew Lasher
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
55 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
GULFSTAR GROUP I, LTD. | THE GULFSTAR GROUP,INC.
Contact Information
Main Address
700 Louisiana Street Ste 3800, Houston, TX 77002Mailing Address
700 Louisiana St Ste 3800, Houston, TX 77002Phone Number
(713) 300-2010Established
Texas since 07/11/2000Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GULFSTAR HOLDINGS, INC. | LIMITED PARTNER | — |
| IBC SUBSIDIARY CORPORATION | LIMITED PARTNER | — |
| GULFSTAR GROUP GP, LLC | GENERAL PARTNER | — |
| LUEDDE, FULLERTON W III | PRESIDENT/CCO/CEO | 3218204 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 41 — NYSE Allied Member Examination
Passed May 1980PC — AMEX Put and Call Exam
Passed Sep 1977Series 000 — General Securities Principal Examination
Passed Jul 1971Series 1 — Registered Representative Examination
Passed Jul 1971Series 12 — NYSE Branch Manager Examination
Passed Nov 1975Series 40 — Registered Principal Examination
Passed Oct 1975Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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