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Matthew Logan Demaria

CRD# 3030316·Registered 1998 - 2002
Barred: Matthew Logan Demaria was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Matthew Logan Demaria was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1998 - 2002. Matthew had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

DPEC CAPITAL, INC.·CRD# 103737
BD
New York, NY
May 4, 2001 - August 2, 2002
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
March 30, 2001 - May 1, 2001
TRADE.COM ONLINE SECURITIES, INC.·CRD# 36189
BD
New York, NY
December 11, 2000 - March 28, 2001
AUERBACH, POLLAK & RICHARDSON INC.·CRD# 29824
BD
Stamford, CT
February 24, 2000 - January 16, 2001
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
April 8, 1998 - June 2, 1998

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Current Firm

DC
DPEC CAPITAL, INC.

DPEC CAPITAL, INC. | INVESTPRIVATE.COM,INC. | INVESTPRIVATE.COM, INC. | INVESTPRIVATE, INC.

CRD#: 103737 / SEC#: 8-52230
BD
Terminated by SEC on 02/19/2017

Contact Information

Established

Delaware since 04/05/1999

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALGODON WINE AND LUXURY DEVELOPMENT GROUP100% STOCKHOLDER—
BEALE, JULIAN HOWARDDIRECTOR4100205
FASANO, KEITH TODDPRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR2014683
FERGUSON, SHARICFO/FINOP, TREASURER5596471
LAWRENCE, PETER JESSELDIRECTOR4100105

Disclosures

Regulatory Event

4

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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