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Joe-ben O'banion

TITLEIST ASSET MANAGEMENT
SAN ANTONIO, TX 78258
CRD#: 3030302
JO
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Professional summary

Joe-ben O'banion, who also goes by Joe O'banion, Joeben O'banion, is a registered financial advisor currently at TITLEIST ASSET MANAGEMENT, LLC located in San Antonio, Texas and TITLEIST CAPITAL, LLC located in San Antonio, Texas.

Joe-ben is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Joe-ben has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 31, Series 7, Series 53, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joe O'banion | Joeben O'banion

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TITLEIST ASSET MANAGEMENT, LTD SAN ANTONIO TX RIA MANAGING PARTNER SINCE 01/2003 TITLEIST CAPITAL, LLC SAN ANTONIO TX BROKER DEALER MANAGING PARTNER SINCE 01/2003 TITLEIST ASSET MANAGEMENT, LLC SAN ANTONIO TX RIA MANAGING PARTNER SINCE 03/2023

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe-ben O'banion's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 24, 2023 - Present

TITLEIST ASSET MANAGEMENT, LLC

Office #1: 777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258
RIA
CRD#: 323567
SAN ANTONIO, TX
Current

August 26, 2003 - Present

TITLEIST CAPITAL, LLC

Office #1: 777 E. Sonterra Boulevard, Suite 330, San Antonio, TX 78258Office #2: 777 E. Sonterra Boulevard Suite 330, San Antonio, TX 78258
BD
CRD#: 126136
SAN ANTONIO, TX
Past

January 8, 2009 - August 1, 2011

ARGENTUS SECURITIES, LLC

BD
CRD#: 45915
SAN ANTONIO, TX
Past

August 1, 2006 - December 31, 2008

AWM SERVICES, LLC

BD
CRD#: 6439
HOUSTON, TX
Past

August 27, 2003 - August 8, 2023

TITLEIST CAPITAL, LLC

RIA
CRD#: 126136
SAN ANTONIO, TX
Past

March 12, 2001 - April 15, 2003

CYBERTRADER, INC.

BD
CRD#: 44523
AUSTIN, TX
Past

September 4, 1999 - July 12, 2000

FROST BROKERAGE SERVICES, INC.

BD
CRD#: 17465
SAN ANTONIO, TX
Past

January 28, 1999 - September 14, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TITLEIST ASSET MANAGEMENT, LLC
BLUM AND WHITE WEALTH MANGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST WEALTH MANAGEMENT, LLC | TITLEIST ASSET MANAGEMENT, LLC | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | MAY CAPITAL, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | HIGHPOINT WEALTH ADVISORS | ENSEMBLE FINANCIAL, INC. | CONCIERGE WEALTH | BRADY WEALTH MANAGEMENT

CRD#: 323567 / SEC#: 801-126953

RIA
Registered Investment Advisory firm - (11/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(8/12/2024)
RR
Oregon
(9/30/2024)
RR
Texas
(8/27/2003)
IAR
Texas
(3/24/2023)
RR
Washington
(10/18/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/20/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/12/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/28/2007
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 9/26/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 31
Date: 1/20/1999
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/11/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/17/2003
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/28/2003
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/28/2001
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TITLEIST ASSET MANAGEMENT, LLC
BLUM AND WHITE WEALTH MANGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST WEALTH MANAGEMENT, LLC | TITLEIST ASSET MANAGEMENT, LLC | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | MAY CAPITAL, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | HIGHPOINT WEALTH ADVISORS | ENSEMBLE FINANCIAL, INC. | CONCIERGE WEALTH | BRADY WEALTH MANAGEMENT

CRD#: 323567 / SEC#: 801-126953

RIA
Registered Investment Advisory firm - (11/25/2022 Approved)
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Contact information

Main Address
777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258
Mailing Address
Phone number
(210) 826-2424
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TITLEIST ASSET MANAGEMENT, LLC WRAP BROCHURE (11/5/2025)
TITLEIST ASSET MANAGEMENT, LLC ADV PART 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts4,813
AUM (Assets Under Management)$ 2,430,293,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TITLEIST ASSET MANAGEMENT, LLC

CRD#: 323567San Antonio, TX 78258

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