Carrie J. Rivers
Professional summary
Carrie Jane Rivers, who also goes by Carrie Jane Wettlaufer, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in New York, New York and ROBINHOOD SECURITIES, LLC located in New York, New York.
Carrie is registered as a RR (Registered Representative) and started their career in finance in 2023. Carrie has worked at 3 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carrie Jane Rivers's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2023 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014September 4, 2025 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014September 8, 2025 - Present
TRADE-PMR INC.
Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
TRADE-PMR INC.
CRD#: 46350 / SEC#: , 8-51390
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GATOR MERGER SUB II, LLC | SHAREHOLDER | |
| BALDWIN, ROBB WALLER | PRESIDENT & CHIEF EXECUTIVE OFFICER | 1409477 |
| DILBONE, ROBERT POTTER JR | CHIEF REVENUE OFFICER | 5893751 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 3103432 |
| LEGACY, ELIZABETH | CHIEF COMPLIANCE OFFICER | 4368139 |
| QUIRK, STEVEN MARK | DIRECTOR | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | DIRECTOR | 7339479 |
| VICTORIA, RICHARD SCOTT | CHIEF OPERATING OFFICER | 5371275 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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