Thomas C. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Clayton Larson, who also goes by Tom Larson, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1974. Thomas had worked at 6 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2010 - December 4, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
January 1, 2004 - December 31, 2009
VOYA FINANCIAL ADVISORS, INC.
August 23, 2001 - January 1, 2004
LOCUST STREET SECURITIES, INC.
February 14, 2000 - August 13, 2001
WORLD SECURITIES, INC.
September 17, 1992 - January 24, 2000
WOODBURY FINANCIAL SERVICES, INC.
June 4, 1974 - October 7, 1992
VOYA FINANCIAL ADVISORS, INC.
January 8, 1974 - May 25, 1974
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/4/1974
Registered Representative ExaminationCurrent Firm
MIDAMERICA FINANCIAL SERVICES, INC.
CRD#: 47351 / SEC#: , 8-51758
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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