Jeffrey D. Jaramillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey David Jaramillo, who also goes by Jeff D Jaramillo, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1998. Jeffrey had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2017 - September 11, 2017
ALLEGIS INVESTMENT ADVISORS, LLC
September 19, 2003 - October 30, 2007
PARK AVENUE SECURITIES LLC
February 8, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
October 30, 1998 - August 19, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALLEGIS INVESTMENT ADVISORS, LLC
CRD#: 157314 / SEC#: 801-78696
Contact information
Red Flags
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