David A. Loobey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Andrew Loobey was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1998. David had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2011 - February 26, 2015
ATEL SECURITIES CORPORATION
March 24, 2010 - May 10, 2011
FORESIDE GLOBAL SERVICES, LLC
September 23, 2005 - April 4, 2008
KELMOORE INVESTMENT COMPANY, INC.
March 22, 2004 - April 4, 2008
KELMOORE INVESTMENT COMPANY, INC.
April 26, 1999 - December 2, 2003
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
April 3, 1998 - June 17, 1998
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ATEL SECURITIES CORPORATION
CRD#: 17229 / SEC#: , 8-35271
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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