Brian H. Holbrook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Hale Holbrook, who also goes by Brian Holbrook, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1998. Brian had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2012 - August 21, 2012
WELCOME LIFE SECURITIES, LLC
November 29, 2010 - September 6, 2011
ALLSTATE FINANCIAL SERVICES, LLC
January 5, 2000 - April 19, 2002
USALLIANZ SECURITIES, INC.
May 10, 1999 - December 31, 1999
INVESTORS SECURITY COMPANY, INC.
April 16, 1998 - February 24, 1999
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELCOME LIFE SECURITIES, LLC
CRD#: 142281 / SEC#: , 8-67450
Contact information
FINRA licenses (44 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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