Kenneth Diamond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Diamond, who also goes by Ken Diamond, Kenneth Andrew Diamond, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1998. Kenneth had worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2026 - July 7, 2026
ALLSTATE FINANCIAL ADVISORS, LLC
February 23, 2026 - July 7, 2026
ALLSTATE FINANCIAL SERVICES, LLC
February 9, 2023 - September 5, 2025
EDWARD JONES
January 17, 2023 - September 5, 2025
EDWARD JONES
October 24, 2006 - December 5, 2008
PACIFIC SELECT DISTRIBUTORS, LLC
June 4, 2004 - January 19, 2005
WOODBURY FINANCIAL SERVICES, INC.
December 17, 2002 - March 23, 2004
METROPOLITAN LIFE INSURANCE COMPANY
December 17, 2002 - March 23, 2004
MSI FINANCIAL SERVICES, INC.
November 21, 2002 - January 22, 2003
CHOREO, LLC
January 31, 2002 - January 9, 2003
AMERIPRISE ADVISOR SERVICES, INC.
April 27, 2001 - December 20, 2001
UBS FINANCIAL SERVICES INC.
May 5, 1999 - May 2, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 1998 - April 15, 1999
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/17/2023
General Securities Representative ExaminationCurrent Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
