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JP

Justin T. Pollack

CHANNEL WEALTH
SANTA BARBARA, CA 93105
Some features on this profile are disabled
CRD#: 3029951
JP

Professional summary

Justin Thoreau Pollack is a registered financial advisor currently at CHANNEL WEALTH, LLC located in Santa Barbara, California.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Justin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JUSTIN POLLACK, INSURANCE AGENT POSITION: Agent. NATURE: Sole Proprietorship. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/14/1998 ADDRESS: 3700 State St., Ste. 240, Santa Barbara CA 93105, United States DESCRIPTION: Provide insurance services. 2) THE PAUL AND PATRICIA BRAGG FOUNDATION POSITION: Audit Committee NATURE: Non-profit foundation. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2021 ADDRESS: 199 Winchester Canyon Rd., Santa Barbara CA 93117, United States DESCRIPTION: I will be helping Nick Schneider, who is a trustee and board member, will the annual audits of the foundation. It will require approximately 4-6 hours a year. 3) COX COMMUNICATIONS POSITION: on-air "talent" NATURE: My family shot a local commercial for Cox Communications over the course of two days. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 04/06/2022 ADDRESS: 2805 Ben Lomond Drive, Santa Barbara CA 93105, United States DESCRIPTION: My family was chosen for a local Cox Communication commercial. The four of us acted as one of three families in it.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Thoreau Pollack's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 28, 2022 - Present

CHANNEL WEALTH, LLC

Office #1: 3760 State Street Suite 201, Santa Barbara, CA 93105
RIA
CRD#: 323461
SANTA BARBARA, CA
Past

December 10, 2015 - November 1, 2022

OSAIC SERVICES, INC.

RIA
CRD#: 133763
SANTA BARBARA, CA
Past

August 21, 2015 - November 1, 2022

OSAIC SERVICES, INC.

BD
CRD#: 133763
SANTA BARBARA, CA
Past

July 21, 2009 - August 24, 2015

WEDBUSH SECURITIES INC.

RIA
CRD#: 877
SANTA BARBARA, CA
Past

July 21, 2009 - August 24, 2015

WEDBUSH SECURITIES INC.

BD
CRD#: 877
SANTA BARBARA, CA
Past

January 1, 2008 - July 20, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SANTA BARBARA, CA
Past

January 1, 2008 - July 20, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SANTA BARBARA, CA
Past

March 29, 2001 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
SANTA BARBARA, CA
Past

April 15, 1998 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
SANTA BARBARA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CHANNEL WEALTH, LLC
CHANNEL WEALTH, LLC

CRD#: 323461 / SEC#: 801-126767

RIA
Registered Investment Advisory firm - (10/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/28/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/29/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/20/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/18/2011
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/13/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/22/2005
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/1/2004
General Securities Sales Supervisor - Options Module Examination

Current Firm

CW
CHANNEL WEALTH, LLC
CHANNEL WEALTH, LLC

CRD#: 323461 / SEC#: 801-126767

RIA
Registered Investment Advisory firm - (10/25/2022 Approved)
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Contact information

Main Address
3760 State Street Suite 201, Santa Barbara, CA 93105
Mailing Address
Phone number
(805) 898-0893
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CHANNEL WEALTH ADV PART 2A (7/11/2025)

Regulatory assets under management

Total Number of Accounts1,796
AUM (Assets Under Management)$ 833,014,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHANNEL WEALTH, LLC

CRD#: 323461Santa Barbara, CA 93105

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