Laurence H. King
Professional summary
Laurence H King was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Laurence is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Laurence had worked at 5 firms, which includes LEGEND SECURITIES INC., BREEZY SECURITIES INC., RUSHMORE CAPITAL INC., DOMESTIC SECURITIES INC., ALL-TECH DIRECT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2013 - November 9, 2015
LEGEND SECURITIES, INC.
January 10, 2007 - April 21, 2009
BREEZY SECURITIES, INC.
November 9, 2001 - March 25, 2011
RUSHMORE CAPITAL, INC.
August 2, 2001 - May 11, 2011
DOMESTIC SECURITIES, INC.
April 9, 2001 - October 8, 2001
ALL-TECH DIRECT, INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 4/4/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
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