Joseph L. Jones

HACKMAN FINANCIAL GROUP

Cincinnati, OH 45249

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CRD#: 3029459

Professional summary

Joseph Luke Jones, who also goes by J Luke Jones, Luke Jones, is a registered financial advisor currently at HACKMAN FINANCIAL GROUP located in Cincinnati, Ohio and LPL FINANCIAL LLC located in Cincinnati, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Luke Jones | Luke Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) LUKE JONES IS DUALLY-REGISTERED WITH LPL FINANCIAL, LLC AND HACKMAN FINANCIAL GROUP, INC. LUKE JONES HAS SERVED AS AN INVESTMENT ADVISOR REPRESENTATIVE FOR HACKMAN FINANCIAL GROUP, INC AND A REGISTERED REPRESENTATIVE WITH LPL FINANCIAL, LLC SINCE 06/2022. BUSINESS IS CONDUCTED IN CINCINNATI, OHIO 45249. APPROXIMATELY 90% OF STEPHEN HACKMAN'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE AND THE BALANCE AS A REGISTERED REPRESENTATIVE. 2) 4MAJORS LAWN & LANDSCAPE; NOT INV. RELATED; LANDSCAPING; PARTNER / CO-OWNER; 4/2010; APPROXIMATELY 2 HOURS PER MONTH, ZERO DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Luke Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2022 - Present

HACKMAN FINANCIAL GROUP

Office #1: 7355 E. Kemper Road, Cincinnati, OH 45249

RIA

CRD#: 282027

Cincinnati, OH

Current

June 6, 2022 - Present

LPL FINANCIAL LLC

Office #1: 7355 E. Kemper Road, Cincinnati, OH 45249-0000

RIA

CRD#: 6413

Cincinnati, OH

Past

October 5, 2009 - May 26, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Cincinnati, OH

Past

October 5, 2009 - May 26, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Cincinnati, OH

Past

September 2, 2009 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

BLUE ASH, OH

Past

August 31, 2009 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

BLUE ASH, OH

Past

January 1, 2008 - September 1, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CINCINNATI, OH

Past

January 1, 2008 - September 1, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CINCINNATI, OH

Past

May 13, 1999 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

CINCINNATI, OH

Past

May 11, 1999 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

CINCINNATI, OH

Past

May 14, 1998 - April 9, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HACKMAN FINANCIAL GROUP

HACKMAN FINANCIAL GROUP | HFG ADVISORS, INC. | HFG ADVISORS | HACKMAN FINANCIAL GROUP, INC.

CRD#: 282027 / SEC#: 801-111082

RIA

Registered Investment Advisory firm - (9/1/2017 Approved)

Kentucky

Registered Investment Advisory firm - (9/6/2017 Terminated)

Ohio

Registered Investment Advisory firm - (9/6/2017 Terminated)

Texas

Registered Investment Advisory firm - (9/5/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/6/2022)

Illinois
(6/6/2022)

Indiana
(6/6/2022)

Kentucky
(6/6/2022)

New Hampshire
(7/19/2025)

Ohio
(6/6/2022)

IAR

Ohio
(6/27/2022)

Oregon
(7/7/2022)

South Carolina
(6/6/2022)

Tennessee
(6/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/30/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/12/2002

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

HACKMAN FINANCIAL GROUP

HACKMAN FINANCIAL GROUP | HFG ADVISORS, INC. | HFG ADVISORS | HACKMAN FINANCIAL GROUP, INC.

CRD#: 282027 / SEC#: 801-111082

RIA

Registered Investment Advisory firm - (9/1/2017 Approved)

Kentucky

Registered Investment Advisory firm - (9/6/2017 Terminated)

Ohio

Registered Investment Advisory firm - (9/6/2017 Terminated)

Texas

Registered Investment Advisory firm - (9/5/2017 Terminated)

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Contact information

Main Address

7355 E. Kemper Road, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 891-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HACKMAN FINANCIAL GROUP DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/3/2025)

Regulatory assets under management

Total Number of Accounts	655
AUM (Assets Under Management)	$ 305,336,158

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Joseph L. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Luke Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

HACKMAN FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/1998

Series 63

Date: 5/15/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/7/1998

Series 10

Date: 4/30/2002

Series 9

Date: 2/12/2002

FINRA

Current Firm

HACKMAN FINANCIAL GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HACKMAN FINANCIAL GROUP

TRUST BUT VERIFY

Contact information

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