Christine B. Singh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Basra Singh, who also goes by Christine Basra, Christine Singh, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1998. Christine had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2021 - August 25, 2021
CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC
June 18, 2021 - August 25, 2021
CHAPWOOD SECURITIES, INC.
June 7, 2013 - July 1, 2019
STEPHENS
June 7, 2013 - July 1, 2019
STEPHENS
February 8, 2011 - June 28, 2013
MORGAN STANLEY
February 8, 2011 - June 28, 2013
MORGAN STANLEY
June 1, 2009 - March 1, 2010
MORGAN STANLEY
June 1, 2009 - March 1, 2010
MORGAN STANLEY
February 23, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 5, 2009 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 1, 2003 - September 23, 2004
CITIGROUP GLOBAL MARKETS INC.
March 3, 2003 - September 23, 2004
CITIGROUP GLOBAL MARKETS INC.
April 17, 1998 - November 25, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC
CRD#: 138524 / SEC#: 801-65121
Contact information
Regulatory assets under management
| Total Number of Accounts | 370 |
| AUM (Assets Under Management) | $ 277,824,194 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
