John T. Holley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John T Holley JR, who also goes by J.t. Holley Jr, John Thomas Holley Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2011 - December 31, 2013
BROWN TROUT CAPITAL LLC
January 9, 2007 - December 31, 2009
BROWN TROUT CAPITAL LLC
January 10, 2006 - October 20, 2006
BUTLER CAPITAL PARTNERS
April 8, 2002 - June 20, 2005
DAVENPORT & COMPANY LLC
March 8, 2002 - June 20, 2005
DAVENPORT & COMPANY LLC
March 1, 2000 - March 21, 2002
UBS FINANCIAL SERVICES INC.
November 10, 1998 - April 3, 2000
WACHOVIA SECURITIES, INC.
September 17, 1998 - October 5, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
BROWN TROUT CAPITAL LLC
CRD#: 142850 / SEC#:
Contact information
Red Flags
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