Tiffany K. Arrant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffany King Arrant, who also goes by Tiffany King Arrant, Tiffany Arrant, Tiffany Yvette King, Tiffany King Richmond, Tiffany Yvette Richmond, was a registered financial professional .
Tiffany is a previously registered financial professional and started their career in finance in 1999. Tiffany had worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2012 - February 9, 2015
STRATA CAPITAL, INC.
October 24, 2002 - December 31, 2008
J.P. MORGAN CLEARING CORP.
October 24, 2002 - July 27, 2012
J.P. MORGAN SECURITIES LLC
January 21, 2000 - August 14, 2002
STANFORD GROUP COMPANY
August 17, 1999 - January 19, 2000
STANFORD GROUP COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATA CAPITAL, INC.
CRD#: 134677 / SEC#: , 8-66853
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GORDON, HENRY HODGES SR | PRESIDENT CCO | 2224248 |
| BARNETT, GREGORY BARRY | CEO DIRECTOR | |
| BARNETT, TOMMYE MASSEY | CFO FINOP DIRECTOR | |
| GORDON, LORIE ANN | DIRECTOR |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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