Scott R. Cadieux

ECHELON PRIVATE WEALTH LLC

Scottsdale, AZ 85260-6986

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CRD#: 3028859

Professional summary

Scott Ronald Cadieux, AIF®, CFP® is a registered financial advisor currently at ECHELON PRIVATE WEALTH LLC located in Scottsdale, Arizona.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Scott has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CATAMOUNT ENTERPRISES, LLC, NOT INVESTMENT-RELATED, 7047 E. GREENWAY PARKWAY, STE. 250, SCOTTSDALE, AZ 85254-8113. VENDING MACHINE BUSINESS. TITLE: OWNER/CEO. START-12/15/2020. 20 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS. 2) INDEPENDENT INSURANCE AGENT, NOT INVESTMENT-RELATED, 7046 E. GREENWAY PARKWAY, STE 250, SCOTTSDALE, AZ 85254-8113. WILL SPEND APPROXIMATELY 3 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ronald Cadieux's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 10, 2021 - Present

ECHELON PRIVATE WEALTH LLC

Office #1: 9375 E Shea Boulevard Suite 100, Scottsdale, AZ 85260-6986

RIA

CRD#: 312446

Scottsdale, AZ

Past

July 13, 2018 - August 12, 2020

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

January 1, 2002 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

CHANDLER, AZ

Past

June 26, 1998 - August 12, 2020

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CHANDLER, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(2/10/2021)

IAR

Texas
(8/19/2021)

IAR

Vermont
(8/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/6/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/24/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/6/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/6/2022

General Securities Sales Supervisor - Options Module Examination

Current Firm

ECHELON PRIVATE WEALTH LLC

ECHELON PRIVATE WEALTH LLC | ECHELON PRIVATE WEALTH MANAGEMENT LLC

CRD#: 312446 / SEC#:

Arizona

Registered Investment Advisory firm - (2/10/2021 Approved)

North Carolina

Registered Investment Advisory firm - (10/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/17/2021 Conditional Restricted)

Vermont

Registered Investment Advisory firm - (8/17/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9375 E Shea Boulevard Suite 100, Scottsdale, AZ 85260-6986

Mailing Address

Phone number

(602) 319-4735

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 14,349,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott R. Cadieux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Ronald Cadieux's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2001

Series 63

Date: 7/13/1998

Series 7TO

Date: 7/6/2022

SIE

Date: 10/1/2018

Series 7

Date: 6/24/1998

Series 10

Date: 7/6/2022

Series 9

Date: 7/6/2022

Current Firm

ECHELON PRIVATE WEALTH LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ECHELON PRIVATE WEALTH LLC

TRUST BUT VERIFY

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