Matthew M. Huber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Major Huber was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1998. Matthew had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2010 - October 26, 2017
TD AMERITRADE, INC.
November 5, 2010 - October 26, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 29, 2006 - October 26, 2017
TD AMERITRADE, INC.
February 27, 2006 - August 29, 2006
NATIONAL INVESTOR SERVICES CORP.
September 11, 2002 - October 25, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
January 2, 2002 - April 26, 2007
TD AMERITRADE CLEARING, INC.
May 18, 1998 - December 31, 2001
J.P. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/10/2005
Limited Representative-Equity Trader ExamCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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