Leslie G. Ventura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie G Ventura, who also goes by Leslie Gale Gaskins, Leslie Gale Ventura, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 2000. Leslie had worked at 6 firms and has passed the Series 65, Series 66, Series 7, Series 31, Series 9, Series 53, Series 4, Series 24 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2022 - June 27, 2024
CAMARDA WEALTH ADVISORY GROUP
March 25, 2008 - May 29, 2012
CHARLES SCHWAB & CO., INC.
September 25, 2003 - April 13, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 29, 2003 - October 2, 2003
1ST GLOBAL CAPITAL CORP.
January 24, 2001 - February 9, 2001
AMERIPRISE ADVISOR SERVICES, INC.
August 25, 2000 - February 7, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
CAMARDA WEALTH ADVISORY GROUP
CRD#: 113784 / SEC#: 801-61028
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMARDA WEALTH ADVISORY GROUP
CRD#: 113784 / SEC#: 801-61028
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,106 |
| AUM (Assets Under Management) | $ 325,295,188 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
