Noel D. Rivera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Noel Daniel Rivera, who also goes by Noel Rivera, was a registered financial advisor .
Noel is a previously registered financial advisor and started their career in finance in 1998. Noel had worked at 10 firms and has passed the Series 66, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2013 - February 19, 2015
BLUESKYE INVESTMENT ADVISERS, LLC
July 11, 2012 - June 3, 2013
PLANMEMBER SECURITIES CORPORATION
July 2, 2012 - June 3, 2013
PLANMEMBER SECURITIES CORPORATION
December 2, 2011 - July 2, 2012
GRADIENT ADVISORS, LLC
September 14, 2011 - July 2, 2012
GRADIENT SECURITIES, LLC
January 5, 2011 - September 7, 2011
INTL ADVISORY CONSULTANTS INC.
August 18, 2010 - September 7, 2011
STONEX SECURITIES INC.
January 7, 2003 - December 31, 2003
INVESTORS CAPITAL CORP.
October 30, 2001 - December 31, 2002
PMG SECURITIES CORPORATION
March 22, 1999 - October 30, 2001
VALIC FINANCIAL ADVISORS, INC.
June 8, 1998 - March 8, 2000
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUESKYE INVESTMENT ADVISERS, LLC
CRD#: 161097 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 176 |
| AUM (Assets Under Management) | $ 43,400,000 |
Red Flags
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