CW
Christopher L. Wacker
ENCOMPASS MORE ASSET MANAGEMENT LLC
NEW BERLIN, WI 53151
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CRD#: 3028507
CW
Professional summary
Christopher L. Wacker, who also goes by Chris Wacker, Christopher L. Wacker, Christopher Lawrence Wacker, Christopher Wacker, is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in New Berlin, Wisconsin.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Wacker | Christopher L. Wacker | Christopher Lawrence Wacker | Christopher Wacker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) LICENSED INDEPENDENT INSURANCE AGENT. [2] CHRISTOPHER WACKER, SELF-EMPLOYED REAL ESTATE INVESTMENTS; NOT INVESTMENT RELATED; ADDRESS: 524 E HOMER STREET, MILWAUKEE, WI 53207; NATURE: RENTAL PROPERTY; POSITION: OWNER AND LANDLORD; STARTED: NOVEMBER 1978; APPROX. 2 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MANAGE TENANT RELATIONSHIPS AND BASIC BUILDING MAINTENANCE. [3] UNITED PARCEL SERVICE (i.e. UPS); NOT INVESTMENT RELATED; ADDRESS: 351 CARGO WAY, MILWAUKEE, WI 53207; NATURE: WORLDWIDE DELIVERY AND SHIPPING COMPANY; POSITION: PACK-HANDLER-RAMP; STARTED: 09-05-2006; APPROX. 75 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: A.M. SHIFT PACKAGE HANDLER AT AIRPORT IN MILWAUKEE, WI. [4] GUARDIAN LIFE INSURANCE CO OF AMERICA; YES-INVESTMENT RELATED; ADDRESS: 1166 QUAIL COURT, SUITE 100, PEWAUKEE, WI 53072; NATURE: INSURANCE BROKER; POSITION: BROKER-AGENT; STARTED: 05-01-2015; APPROX. 8 HRS/MONTH; APPROX. 4 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: RECEIVE REQUESTS FROM AGENCY TO ASSIST WITH COMPLETING SERVICE REQUEST FORMS SUCH AS ADDRESS, BANK AND BENEFICIARY CHANGES AND OFFER ADDITIONAL SERVICES. [5] DAYTON FREIGHT; NOT INVESTMENT RELATED; ADDRESS: 3135 CO HWY H STURTEVANT, WI 53177; NATURE: FREIGHT TRANSPORT; POSITION: FORKLIFT DOCK WORKER, 2ND SHIFT PART-TIME; STARTED: 04-02-2018; APPROX. 90 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: DOCK FORKLIFT OPERATOR 2ND SHIFT PART-TIME, LOAD AND UNLOAD FREIGHT FROM SEMI AND STRAIGHT TRUCKS.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher L. Wacker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2024 - Present
ENCOMPASS MORE ASSET MANAGEMENT LLC
Office #1: 2665 S. Moorland Rd. Suite 212, New Berlin, WI 53151RIA
CRD#: 322382
NEW BERLIN, WI
Past
July 18, 2023 - October 17, 2024
SCF INVESTMENT ADVISORS, INC.
RIA
CRD#: 123608
New Berlin, WI
Past
December 22, 2017 - July 19, 2023
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
NEW BERLIN, WI
Past
December 22, 2000 - May 29, 2015
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BROOKFIELD, WI
Past
May 3, 1999 - May 29, 2015
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BROOKFIELD, WI
Past
June 19, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
Registered Investment Advisory firm - (7/14/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(9/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
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Contact information
Main Address
390 Diablo Rd Suite 100, Danville, CA 94526
Mailing Address
Phone number
(925) 272-8850
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,025 |
| AUM (Assets Under Management) | $ 581,910,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ENCOMPASS MORE ASSET MANAGEMENT LLC
CRD#: 322382New Berlin, WI 53151TRUST BUT VERIFY
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