Timothy P. Ward

CORNERSTONE WEALTH MANAGEMENT

Chesterfield, MO 63017

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CRD#: 3028276

Professional summary

Timothy Pierce Ward, who also goes by Tim Ward, is a registered financial advisor currently at CORNERSTONE WEALTH MANAGEMENT, LLC located in Chesterfield, Missouri and LPL FINANCIAL LLC located in Chesterfield, Missouri.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Ward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 03/13/2008: Legends Financial Services - Non-Variable Insurance DBA - Investment Related - At Reported Business Location(s) - 25% Time Spent - Sales of fixed insurance, individual and group life and health. (2) 03/13/2008: Legends Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 10/06/2016: Cornerstone Wealth Management, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) Cornerstone Wealth Management, LLC - Investment Related - 16091 Swingley Ridge Rd, Suite 215, Chesterfield, MO 63017 - Start 09/01/2016 - 40 Hr/Mo; 8 Hour(s) During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in September 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 10/06/2016: CORNERSTONE WEALTH MANAGEMENT, LLC - Registered Investment Advisor DBA - DBA: (Hybrid) Legends Financial Services Group, LLC - Investment Related - 116091 Swingley Ridge Rd, Suite 110 Chesterfield, MO 63017 - Start 10/01/2016 - 40 Hr/Mo; 8 Hour(s) During Securities Trading - IAR (5) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 40 Hours Per Month/8 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Pierce Ward's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2016 - Present

CORNERSTONE WEALTH MANAGEMENT, LLC

Office #1: 16091 Swingley Ridge Rd, Suite 110, Chesterfield, MO 63017

RIA

CRD#: 164666

Chesterfield, MO

Current

March 17, 2008 - Present

LPL FINANCIAL LLC

Office #1: 16091 Swingley Ridge Rd Ste110, Chesterfield, MO 63017

RIA

CRD#: 6413

CHESTERFIELD, MO

Past

March 17, 2016 - December 23, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

September 29, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

ST. LOUIS, MO

Past

September 29, 2005 - November 6, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ST. LOUIS, MO

Past

August 25, 2005 - September 29, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

June 27, 2005 - September 29, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

May 24, 2002 - September 29, 2005

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

November 15, 2000 - May 24, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 19, 1999 - October 18, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

November 19, 1999 - October 18, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

April 28, 1998 - November 11, 1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

April 28, 1998 - November 11, 1999

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE WEALTH MANAGEMENT, LLC

CRD#: 164666 / SEC#: 801-76973

RIA

Registered Investment Advisory firm - (8/15/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/5/2016)

Arizona
(2/28/2019)

Arkansas
(1/20/2017)

California
(12/18/2015)

Colorado
(12/18/2015)

Florida
(12/22/2015)

Georgia
(12/21/2015)

Illinois
(3/17/2008)

Indiana
(12/21/2015)

Kansas
(12/21/2015)

Louisiana
(9/8/2020)

Maryland
(9/8/2020)

Massachusetts
(12/22/2015)

Minnesota
(9/9/2022)

Missouri
(3/17/2008)

IAR

Missouri
(8/15/2016)

Nebraska
(4/28/2023)

Nevada
(12/24/2015)

North Carolina
(12/21/2015)

North Dakota
(10/1/2025)

Ohio
(12/18/2015)

Pennsylvania
(9/8/2020)

Tennessee
(9/11/2020)

Texas
(1/20/2017)

Virginia
(12/21/2015)

Wisconsin
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/27/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CORNERSTONE WEALTH MANAGEMENT, LLC

CRD#: 164666 / SEC#: 801-76973

RIA

Registered Investment Advisory firm - (8/15/2012 Approved)

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Contact information

Main Address

7417 Mexico Road Suite 104, St. Peters, MO 63376

Mailing Address

Phone number

(636) 397-6200

Established

Firm type

Fiscal year end

# of Employees

139

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 MANAGED ASSET PROGRAM (4/8/2025)

FORM ADV PART 2A - FIRM BROCHURE (4/8/2025)

Regulatory assets under management

Total Number of Accounts	18,813
AUM (Assets Under Management)	$ 4,082,513,557

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Timothy P. Ward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Pierce Ward's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

METLIFE INVESTORS DISTRIBUTION COMPANY

WALNUT STREET SECURITIES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CORNERSTONE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2016

Series 63

Date: 5/15/1998

SIE

Date: 10/1/2018

Series 7

Date: 4/13/2000

Series 6

Date: 4/27/1998

FINRA

Current Firm

CORNERSTONE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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