Shannon T. Cheah

AE WEALTH MANAGEMENT

Lenexa, KS 66219

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CRD#: 3028239

Professional summary

Shannon Tek Ki Cheah, who also goes by Shannon Tek Ki Cheah, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Lenexa, Kansas and AE FINANCIAL SERVICES, LLC located in Lenexa, Kansas.

Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Shannon has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shannon Tek Ki Cheah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AE Wealth Management LLC POSITION: Investment Advisor Representative NATURE: Investment Advice for fee INVESTMENT RELATED: Yes NUMBER OF HOURS: 160SECURITIES TRADING HOURS: 160 START DATE 03/2025 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614 DESCRIPTION: Securities Sales and Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Tek Ki Cheah's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2025 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 8801 Renner Blvd. 3rd Floor, Lenexa, KS 66219

RIA

CRD#: 282580

Lenexa, KS

Current

February 28, 2025 - Present

AE FINANCIAL SERVICES, LLC

Office #1: 8801 Renner Blvd., Lenexa, KS 66219-9717

CRD#: 298608

Lenexa, KS

Past

January 3, 2023 - February 28, 2025

COPPER FINANCIAL

RIA

CRD#: 168203

LENEXA, KS

Past

July 13, 2021 - December 31, 2022

COPPER FINANCIAL

RIA

CRD#: 168203

LENEXA, KS

Past

July 13, 2021 - February 28, 2025

COPPER FINANCIAL

CRD#: 168203

LENEXA, KS

Past

August 17, 2020 - July 14, 2021

ALPACA SECURITIES LLC

CRD#: 288202

Kansas City, MO

Past

February 28, 2008 - August 17, 2020

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

February 25, 2008 - August 17, 2020

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

June 30, 2004 - February 8, 2008

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

KANSAS CITY, MO

Past

January 3, 2002 - February 8, 2008

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

KANSAS CITY, MO

Past

April 21, 1998 - May 30, 2003

BIRCHTREE FINANCIAL SERVICES LLC

CRD#: 15014

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(3/3/2025)

IAR

Kansas
(3/3/2025)

Missouri
(3/3/2025)

IAR

Missouri
(3/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/25/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/10/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/8/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 11/24/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 9/3/1998

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shannon T. Cheah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Tek Ki Cheah's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE FINANCIAL SERVICES, LLC

COPPER FINANCIAL

COPPER FINANCIAL

COPPER FINANCIAL

ALPACA SECURITIES LLC

WADDELL & REED

WADDELL & REED

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

BIRCHTREE FINANCIAL SERVICES LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2010

Series 65

Date: 3/25/1999

Series 63

Date: 3/24/1998

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/20/1998

Series 10

Date: 10/10/2001

Series 9

Date: 10/8/2001

Series 24

Date: 11/24/1998

Series 4

Date: 9/3/1998

FINRA

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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