Robert George Mcdaniel
Professional Summary
Robert George Mcdaniel is a registered financial advisor currently at LIGHTHOUSE FINANCIAL SERVICES INC located in Brea, California. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
FALCON WEALTH PLANNING, LLC
FALCON WEALTH PLANNING, LLC
RS CRUM INC.
FALCON WEALTH PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FALCON WEALTH PLANNING, LLC
FALCON WEALTH PLANNING, LLC
RS CRUM INC.
FALCON WEALTH PLANNING, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
FALCON WEALTH PLANNING, LLC
FALCON WEALTH PLANNING, LLC
RS CRUM INC.
FALCON WEALTH PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FALCON WEALTH PLANNING, LLC
FALCON WEALTH PLANNING, LLC
RS CRUM INC.
FALCON WEALTH PLANNING, LLC
Years of Experience
28 years in the financial services industry
Current & Past Employments
Similar Advisors
FALCON WEALTH PLANNING, LLC
FALCON WEALTH PLANNING, LLC
RS CRUM INC.
FALCON WEALTH PLANNING, LLC
Current Firm
LIGHTHOUSE FINANCIAL SERVICES INC
Contact Information
Main Address
3070 Saturn Street Suite 101, Brea, CA 92821Phone Number
(714) 572-8900# of Employees
6SEC notice filing (22 States and Territories)
Registered to provide investment advisory services in 22 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
461AUM (Assets Under Management)
$472,541,088Similar Advisors
FALCON WEALTH PLANNING, LLC
FALCON WEALTH PLANNING, LLC
RS CRUM INC.
FALCON WEALTH PLANNING, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
FALCON WEALTH PLANNING, LLC
FALCON WEALTH PLANNING, LLC
RS CRUM INC.
FALCON WEALTH PLANNING, LLC
Primary Firm SEC Registration
LIGHTHOUSE FINANCIAL SERVICES INC
State Registrations and Notice Filings
(11/4/1998)
(3/16/2021)
(1/28/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
FALCON WEALTH PLANNING, LLC
FALCON WEALTH PLANNING, LLC
RS CRUM INC.
FALCON WEALTH PLANNING, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Robert George Mcdaniel's CRS (Customer Relationship Summary).
Similar Advisors
FALCON WEALTH PLANNING, LLC
FALCON WEALTH PLANNING, LLC
RS CRUM INC.
FALCON WEALTH PLANNING, LLC
