Mariana Alchouron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mariana Alchouron was a registered financial professional .
Mariana is a previously registered financial professional and started their career in finance in 1998. Mariana had worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2010 - May 27, 2014
NORTHEAST ASSET MANAGEMENT LLC
April 22, 2010 - May 27, 2014
NORTHEAST SECURITIES, LLC
March 6, 2008 - April 29, 2010
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - April 29, 2010
WELLS FARGO CLEARING SERVICES, LLC
April 14, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NORTHEAST ASSET MANAGEMENT LLC
CRD#: 117567 / SEC#: 801-71727
Contact information
Red Flags
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