Ruby E. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruby Elisabeth Schmidt, who also goes by Ruby Elisabeth Heindel, Ruby Elizabeth Schmidt, was a registered financial professional .
Ruby is a previously registered financial professional and started their career in finance in 1998. Ruby had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2008 - December 31, 2012
OMNIVEST GROUP LLC
October 29, 1998 - May 18, 1999
MUNICH AMERICAN SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OMNIVEST GROUP LLC
CRD#: 141057 / SEC#: 801-66936
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 28,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
