VB
Vineer N. Bhansali
LONGTAIL ALPHA
Newport Beach, CA 92660
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CRD#: 3027768
VB
Professional summary
Vineer Nmn Bhansali, who also goes by VIneer Bhansali, is a registered financial advisor currently at LONGTAIL ALPHA, LLC located in Newport Beach, California.
Vineer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Vineer has worked at 4 firms and has passed the Series 65, Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vineer Bhansali
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MEMBER OF WESTERN STATES AVIATION, LLC
28961 SOMMET DU MONDE
LAGUNA BEACH, CA
START DATE: 6/09/2011
NON-INVESTMENT RELATED. OPERATE ONE PRIVATE AIRCRAFT FOR BUSINESS AND PERSONAL USE. APPROX 2-5 HOURS, NO ACTIVITIES PERFORMED DURING TRADING HOURS. NO COMPENSATION.
CRS (Client Relationship Summary) - RIA
Click below to view Vineer Nmn Bhansali's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 3, 2016 - Present
LONGTAIL ALPHA, LLC
Office #1: 500 Newport Center Drive Suite 820, Newport Beach, CA 92660RIA
CRD#: 282615
Newport Beach, CA
Past
February 14, 2011 - December 28, 2015
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
NEWPORT BEACH, CA
Past
May 31, 2000 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
NEWPORT BEACH, CA
Past
September 25, 1998 - February 17, 2000
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LONGTAIL ALPHA, LLC
LONGTAIL ALPHA, LLC
CRD#: 282615 / SEC#: 801-112265
RIA
Registered Investment Advisory firm - (1/8/2018 Approved)California
Registered Investment Advisory firm - (2/11/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/3/2016)
IAR
Texas(3/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LONGTAIL ALPHA, LLC
LONGTAIL ALPHA, LLC
CRD#: 282615 / SEC#: 801-112265
RIA
Registered Investment Advisory firm - (1/8/2018 Approved)California
Registered Investment Advisory firm - (2/11/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Newport Center Drive Suite 820, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 706-8092
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 725,836,223 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 2/1/2017 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
