Itaat Husain

FINANCIAL PLANNING HAWAII

Honolulu, HI 96813

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CRD#: 3027500

Professional summary

Itaat Husain is a registered financial advisor currently at FINANCIAL PLANNING HAWAII, INC. located in Honolulu, Hawaii.

Itaat is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Itaat has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Itaat Husain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2025 - Present

FINANCIAL PLANNING HAWAII, INC.

Office #1: 677 Ala Moana Blvd. Suite 605, Honolulu, HI 96813

RIA

CRD#: 153930

Honolulu, HI

Past

August 20, 2018 - December 31, 2025

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

HONOLULU, HI

Past

August 20, 2018 - November 20, 2025

J.W. COLE FINANCIAL, INC.

CRD#: 124583

HONOLULU, HI

Past

January 19, 2005 - August 22, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

HONOLULU, HI

Past

January 19, 2005 - August 22, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

HONOLULU, HI

Past

August 3, 1998 - February 3, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

HONOLULU, HI

Past

May 19, 1998 - February 3, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL PLANNING HAWAII, INC.

FEE-ONLY PLANNING HAWAII | FINANCIAL PLANNING HAWAII, INC.

CRD#: 153930 / SEC#: 801-135122

RIA

Registered Investment Advisory firm - (2/6/2026 Approved)

Hawaii

Registered Investment Advisory firm - (2/16/2026 Termination Requested)

Pennsylvania

Registered Investment Advisory firm - (2/17/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(12/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/1998

General Securities Representative Examination

Current Firm

FINANCIAL PLANNING HAWAII, INC.

FEE-ONLY PLANNING HAWAII | FINANCIAL PLANNING HAWAII, INC.

CRD#: 153930 / SEC#: 801-135122

RIA

Registered Investment Advisory firm - (2/6/2026 Approved)

Hawaii

Registered Investment Advisory firm - (2/16/2026 Termination Requested)

Pennsylvania

Registered Investment Advisory firm - (2/17/2026 Terminated)

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Contact information

Main Address

677 Ala Moana Blvd. Suite 605, Honolulu, HI 96813

Mailing Address

Phone number

(808) 564-0654

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (2/17/2026)

Regulatory assets under management

Total Number of Accounts	701
AUM (Assets Under Management)	$ 382,363,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Itaat Husain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Itaat Husain's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL PLANNING HAWAII, INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

FINANCIAL PLANNING HAWAII, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/1998

Series 63

Date: 5/6/1998

SIE

Date: 10/1/2018

Series 7

Date: 4/27/1998

Current Firm

FINANCIAL PLANNING HAWAII, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL PLANNING HAWAII, INC.

TRUST BUT VERIFY

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