Karynn K. Oconnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karynn Kolm Oconnell, who also goes by Karynn Lou Kolm, Karynn K Liberto, Karynn Kolm Liberto, Karynn Kolm O'connell, Karynn Oconnell, was a registered financial professional .
Karynn is a previously registered financial professional and started their career in finance in 1998. Karynn had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2021 - June 2, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
January 26, 2021 - June 2, 2021
BBVA SECURITIES INC.
February 16, 2018 - November 23, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2017 - November 23, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - June 29, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 16, 1998 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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