Millissa A. Bouchard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Millissa Ann Bouchard, who also goes by Millissa Ann Hathaway, Mellissa Irving, Millissa Ann Irving, was a registered financial professional .
Millissa is a previously registered financial professional and started their career in finance in 2009. Millissa had worked at 4 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - July 10, 2020
ALLIANCE-ONE INVESTMENTS, LLC
May 24, 2013 - December 10, 2014
NEW ENGLAND SECURITIES
May 24, 2013 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
January 19, 2009 - March 14, 2014
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
