Douglas S. Simmang

TURTLE CREEK WEALTHCARE

DALLAS, TX

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CRD#: 3026890

Professional summary

Douglas Scott Simmang is a registered financial advisor currently at TURTLE CREEK WEALTHCARE located in Dallas, Texas.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Douglas has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Scott Simmang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2007 - Present

TURTLE CREEK WEALTHCARE

RIA

CRD#: 142312

DALLAS, TX

Past

September 30, 2003 - September 19, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN DIEGO, CA

Past

September 30, 2003 - September 19, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 30, 2003 - September 19, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 22, 2001 - September 17, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 22, 2001 - September 17, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 25, 1999 - September 17, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN DIEGO, CA

Past

July 14, 1998 - January 10, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 14, 1998 - January 10, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/16/2012)

IAR

Texas
(1/3/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/13/1998

General Securities Representative Examination

Current Firm

TURTLE CREEK WEALTHCARE

TURTLE CREEK ADVISORS, INC | TURTLE CREEK WEALTHCARE, INC. | TURTLE CREEK WEALTHCARE

CRD#: 142312 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (4/12/2012 Approved)

Texas

Registered Investment Advisory firm - (1/3/2007 Approved)

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Contact information

Main Address

Farmers Branch, TX

Mailing Address

13355 Noel Rd Suite 1100, Dallas, TX 75240

Phone number

(800) 680-6120

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas S. Simmang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Scott Simmang's CRS (Customer Relationship Summary).

Certified licenses

Experience

TURTLE CREEK WEALTHCARE

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/1999

Series 63

Date: 7/14/1998

Series 7

Date: 7/13/1998

Current Firm

TURTLE CREEK WEALTHCARE

Contact information

Documents

Red Flags

Company Information

TURTLE CREEK WEALTHCARE

TRUST BUT VERIFY

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