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DS

Douglas S. Simmang

TURTLE CREEK WEALTHCARE
DALLAS, TX
Some features on this profile are disabled
CRD#: 3026890
DS

Professional summary

Douglas Scott Simmang is a registered financial advisor currently at TURTLE CREEK WEALTHCARE located in Dallas, Texas.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Douglas has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Scott Simmang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 3, 2007 - Present

TURTLE CREEK WEALTHCARE

RIA
CRD#: 142312
DALLAS, TX
Past

September 30, 2003 - September 19, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN DIEGO, CA
Past

September 30, 2003 - September 19, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 30, 2003 - September 19, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 22, 2001 - September 17, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 22, 2001 - September 17, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

January 25, 1999 - September 17, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN DIEGO, CA
Past

July 14, 1998 - January 10, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 14, 1998 - January 10, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(4/16/2012)
IAR
Texas
(1/3/2007)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/15/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/14/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/13/1998
General Securities Representative Examination

Current Firm

TC
TURTLE CREEK WEALTHCARE
TURTLE CREEK ADVISORS, INC | TURTLE CREEK WEALTHCARE, INC. | TURTLE CREEK WEALTHCARE

CRD#: 142312 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (4/12/2012 Approved)
Texas
Registered Investment Advisory firm - (1/3/2007 Approved)
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Contact information

Main Address
Farmers Branch, TX
Mailing Address
13355 Noel Rd Suite 1100, Dallas, TX 75240
Phone number
(800) 680-6120
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TURTLE CREEK WEALTHCARE

CRD#: 142312Dallas, TX

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