Marti L. Katsel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marti Lynn Katsel, who also goes by Margaret Lynn Katsel, Margaret Katsel, Marti L Katsel, was a registered financial professional .
Marti is a previously registered financial professional and started their career in finance in 2003. Marti had worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2003 - November 15, 2010
ADMINISTRATIVE SYSTEMS, INC.
March 4, 2003 - April 17, 2003
ADMINISTRATIVE SYSTEMS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ADMINISTRATIVE SYSTEMS, INC.
CRD#: 125997 / SEC#: , 8-65842
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
