Christine M. Dalonzo

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CRD#: 3026739

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christine Marie Dalonzo, who also goes by Christine Marie Plum, was a registered financial professional .

Christine is a previously registered financial professional and started their career in finance in 1998. Christine had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Christine Marie Plum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Christine D'Alonzo~'NIR'~127 Ellis Road~Havertown~PA~19083~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1995~20hrs~10hrs~Provide Tax and Accounting Services to clients|D'Alonzo Associates~'NIR'~127 Ellis Road~Havertown~PA~19083~Other~President~9/1/2007~100hrs~90hrs~Provide Tax Consulting to Clients|H.D. Vest Insurance Agency~'NIR'~127 Ellis Road~Havertown~PA~19083~Independent Insurance Agent~Insurance Sales Agent~1/1/2013~20hrs~10hrs~Sell Insurance products to clients|Penn Society of Public Accounts~'NIR'~20 Erford Road, Ste 200A~Lemoyne~PA~17043~Other~Vice President~5/1/2010~20hrs~10hrs~Set agenda for continuing education/ organize meetings|

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 14, 2021 - January 14, 2025

INVICTA ADVISORS LLC

RIA

CRD#: 298868

Havertown, PA

Past

December 14, 2021 - January 14, 2025

INVICTA CAPITAL LLC

CRD#: 288101

OAKMONT, PA

Past

February 12, 2013 - December 17, 2021

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

HAVERTOWN, PA

Past

February 12, 2013 - December 17, 2021

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

HAVERTOWN, PA

Past

November 3, 2011 - February 19, 2013

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

GREENSBURG, PA

Past

July 23, 2004 - February 19, 2013

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENSBURG, PA

Past

January 15, 2003 - July 27, 2004

HACKETT ASSOCIATES, INC.

CRD#: 2106

WYOMISSING, PA

Past

September 27, 2001 - December 31, 2002

PRO-INTEGRITY SECURITIES, INC.

CRD#: 44707

LONGVIEW, TX

Past

July 17, 1998 - September 21, 2001

HACKETT ASSOCIATES, INC.

CRD#: 2106

WYOMISSING, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/17/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/16/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

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Contact information

Main Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Mailing Address

Phone number

(412) 349-8684

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,371
AUM (Assets Under Management)	$ 183,496,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christine M. Dalonzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INVICTA CAPITAL LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

TRUSTMONT ADVISORY GROUP, INC.

TRUSTMONT FINANCIAL GROUP, INC.

HACKETT ASSOCIATES, INC.

PRO-INTEGRITY SECURITIES, INC.

HACKETT ASSOCIATES, INC.

Primary Firm SEC Registration

INVICTA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/17/1998

SIE

Date: 10/1/2018

Series 6

Date: 7/16/1998

Current Firm

INVICTA ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVICTA ADVISORS LLC

TRUST BUT VERIFY

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