Christine M. Dalonzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Marie Dalonzo, who also goes by Christine Marie Plum, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1998. Christine had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2021 - January 14, 2025
INVICTA ADVISORS LLC
December 14, 2021 - January 14, 2025
INVICTA CAPITAL LLC
February 12, 2013 - December 17, 2021
AVANTAX ADVISORY SERVICES
February 12, 2013 - December 17, 2021
AVANTAX INVESTMENT SERVICES, INC.
November 3, 2011 - February 19, 2013
TRUSTMONT ADVISORY GROUP, INC.
July 23, 2004 - February 19, 2013
TRUSTMONT FINANCIAL GROUP, INC.
January 15, 2003 - July 27, 2004
HACKETT ASSOCIATES, INC.
September 27, 2001 - December 31, 2002
PRO-INTEGRITY SECURITIES, INC.
July 17, 1998 - September 21, 2001
HACKETT ASSOCIATES, INC.
Primary Firm SEC Registration
INVICTA ADVISORS LLC
CRD#: 298868 / SEC#: 801-114114
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVICTA ADVISORS LLC
CRD#: 298868 / SEC#: 801-114114
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,371 |
| AUM (Assets Under Management) | $ 183,496,330 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
