Vanessa M. Bronder Alward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vanessa Maria Bronder Alward, who also goes by Vanessa Maria Bronder, was a registered financial professional .
Vanessa is a previously registered financial professional and started their career in finance in 1998. Vanessa had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2000 - October 16, 2014
RESNICK ADVISORS
April 20, 2000 - September 29, 2006
WESTPORT SECURITIES, L.L.C.
January 25, 1999 - April 3, 2000
DOMINARI SECURITIES LLC
July 17, 1998 - December 23, 1998
CITIGROUP GLOBAL MARKETS INC.
April 2, 1998 - July 27, 1998
SMH CAPITAL INVESTMENTS LLC
State Registrations and Notice Filings
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Exams
Current Firm
RESNICK ADVISORS
CRD#: 105927 / SEC#: 801-48564
Contact information
Red Flags
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