Richard J. Davenport

LAKESHORE FINANCIAL PLANNING

Saint Clair Shores, MI 48080

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CRD#: 3026532

Professional summary

Richard John Davenport is a registered financial advisor currently at LAKESHORE FINANCIAL PLANNING INC. located in Saint Clair Shores, Michigan.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Involved in the rental of a vacation home we own thru a management company. Have rented this property since 1992 spending about 1 hour total a month, and during trading hours, devoted to this business. Duties include setting rental rates and dates, maintenance and repairs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard John Davenport's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2018 - Present

LAKESHORE FINANCIAL PLANNING INC.

Office #1: 23201 Jefferson Ave, Saint Clair Shores, MI 48080

RIA

CRD#: 299129

Saint Clair Shores, MI

Past

October 1, 2010 - December 31, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT CLAIR SHORES, MI

Past

January 19, 1999 - December 31, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. CLAIR SHORES, MI

Past

March 31, 1998 - December 15, 1998

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKESHORE FINANCIAL PLANNING INC.

CRD#: 299129 / SEC#: 801-114302

RIA

Registered Investment Advisory firm - (11/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(11/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/30/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LAKESHORE FINANCIAL PLANNING INC.

CRD#: 299129 / SEC#: 801-114302

RIA

Registered Investment Advisory firm - (11/19/2018 Approved)

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Contact information

Main Address

23201 Jefferson Ave, Saint Clair Shores, MI 48080

Mailing Address

Phone number

(586) 498-0788

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAKESHORE FINANCIAL PLANNING INC. ADV PART 2A (2/12/2025)

Regulatory assets under management

Total Number of Accounts	1,290
AUM (Assets Under Management)	$ 403,649,716

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard J. Davenport

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard John Davenport's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

LAKESHORE FINANCIAL PLANNING INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2010

Series 63

Date: 3/30/1998

SIE

Date: 10/1/2018

Series 7

Date: 8/12/1999

Series 6

Date: 3/30/1998

Current Firm

LAKESHORE FINANCIAL PLANNING INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAKESHORE FINANCIAL PLANNING INC.

TRUST BUT VERIFY

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