Youngho A. Bang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Youngho Andrew Bang, who also goes by Andrew Bang, was a registered financial professional .
Youngho is a previously registered financial professional and started their career in finance in 2000. Youngho had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2015 - June 1, 2018
ALPS DISTRIBUTORS, INC.
March 5, 2012 - December 31, 2012
DREXEL HAMILTON INVESTMENT PARTNERS, LLC
June 3, 2011 - November 19, 2013
ALPS DISTRIBUTORS, INC.
August 6, 2010 - November 17, 2010
ALTRUSHARE SECURITIES LLC
January 5, 2007 - August 15, 2008
SHINHAN SECURITIES AMERICA, INC.
March 30, 2006 - January 3, 2007
PINEBRIDGE SECURITIES LLC
April 2, 2001 - September 6, 2005
GE INVESTMENT DISTRIBUTORS, INC
May 30, 2000 - December 31, 2000
GE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
