Mark R. Vieira
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Richard Vieira was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2014 - January 4, 2022
CORNERSTONE MACRO LLC
March 1, 2013 - May 30, 2013
SANTANDER US CAPITAL MARKETS LLC
October 22, 2010 - March 7, 2013
PIERPONT CAPITAL ADVISORS LLC
June 5, 2009 - December 15, 2009
SEAPINE SECURITIES, LLC
April 19, 2004 - November 19, 2007
WELLS FARGO SECURITIES, LLC
December 4, 2003 - April 19, 2004
WELLS FARGO CLEARING SERVICES, LLC
December 20, 2000 - December 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/4/2024
General Securities Representative ExaminationCurrent Firm
CORNERSTONE MACRO LLC
CRD#: 168152 / SEC#: , 8-69293
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
