Timothy J. Truss

THE L. WARNER COMPANIES

TIMONIUM, MD 21093

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CRD#: 3025932

Professional summary

Timothy Joseph Truss is a registered financial advisor currently at THE L. WARNER COMPANIES, INC located in Timonium, Maryland and M HOLDINGS SECURITIES, INC. located in Timonium, Maryland.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Timothy has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Joseph Truss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2009 - Present

THE L. WARNER COMPANIES, INC

Office #1: 9690 Deereco Road Suite 650, Timonium, MD 21093

RIA

CRD#: 108001

TIMONIUM, MD

Current

May 13, 2009 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 9690 Deereco Road Suite 650, Timonium, MD 21093

RIA

CRD#: 43285

TIMONIUM, MD

Past

November 14, 2008 - March 31, 2009

STANFORD CAPITAL MANAGEMENT, LLC

RIA

CRD#: 141553

BALTIMORE, MD

Past

November 14, 2008 - March 31, 2009

STANFORD GROUP COMPANY

CRD#: 39285

BALTIMORE, MD

Past

December 4, 2007 - December 3, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LUTHERVILLE, MD

Past

October 13, 2005 - December 3, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LUTHERVILLE, MD

Past

November 24, 2004 - November 2, 2005

MISSIONSQUARE WEALTH MANAGEMENT

CRD#: 23189

WASHINGTON, DC

Past

August 31, 2000 - November 19, 2004

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE L. WARNER COMPANIES, INC

CRD#: 108001 / SEC#: 801-56965

RIA

Registered Investment Advisory firm - (9/25/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Maryland
(5/8/2009)

Maryland
(5/13/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE L. WARNER COMPANIES, INC

CRD#: 108001 / SEC#: 801-56965

RIA

Registered Investment Advisory firm - (9/25/1999 Approved)

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Contact information

Main Address

9690 Deereco Road Suite 650, Timonium, MD 21093

Mailing Address

Phone number

(410) 252-0808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 A&B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	385
AUM (Assets Under Management)	$ 744,609,071

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/04/2026	Cover Page	Report
06/18/2025	Cover Page	Report
07/10/2024	Cover Page	Report
10/16/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Truss

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Joseph Truss's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

STANFORD CAPITAL MANAGEMENT, LLC

STANFORD GROUP COMPANY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MISSIONSQUARE WEALTH MANAGEMENT

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

THE L. WARNER COMPANIES, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2007

Series 63

Date: 3/21/2005

SIE

Date: 10/1/2018

Series 7

Date: 8/30/2000

FINRA

Current Firm

THE L. WARNER COMPANIES, INC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE L. WARNER COMPANIES, INC

TRUST BUT VERIFY

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