Christina J. Shepard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Jane Shepard, who also goes by Christina Jane Jackson, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 2000. Christina had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2017 - April 25, 2019
LION STREET ADVISORS, LLC
April 28, 2017 - April 25, 2019
LION STREET FINANCIAL, LLC
September 16, 2014 - May 1, 2017
WOODBURY FINANCIAL SERVICES, INC.
September 16, 2014 - May 1, 2017
WOODBURY FINANCIAL SERVICES, INC.
July 12, 2010 - July 3, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 18, 2007 - July 3, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 9, 2000 - March 17, 2006
TBT SECURITIES L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 6/7/2000
Assistant Representative-Order Processing Qualification ExamCurrent Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
