Mark D. Mckee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Donald Mckee was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1998. Mark had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2007 - March 2, 2016
TLG LENOX, LLC
June 1, 2006 - March 26, 2007
TRUIST SECURITIES, INC.
August 5, 2005 - March 31, 2006
TRUIST SECURITIES, INC.
June 8, 2000 - April 22, 2004
ENTERPRISE FUND DISTRIBUTORS, INC.
August 25, 1999 - June 13, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 9, 1998 - June 9, 1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TLG LENOX, LLC
CRD#: 131120 / SEC#: , 8-66424
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LENOX CAPITAL PARTNERS, LLC | OWNER/MEMBER | |
| FITE, JAMES MELODY JR. | PRESIDENT/CEO/CFO/FINOP/EXECUTIVE REPRESENTATIVE/CHIEF COMPLIANCE OFFICER | 4070999 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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