David G. Huffcutt
Professional summary
David Glen Huffcutt is a registered financial advisor currently at OSAIC WEALTH, INC. located in Oakdale, Minnesota.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Glen Huffcutt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Glen Huffcutt's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 7755 3rd Street North, Oakdale, MN 55128January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 7755 3rd Street North, Oakdale, MN 55128February 17, 2021 - August 23, 2024
TRIAD ADVISORS LLC
April 16, 2014 - July 29, 2020
OSAIC SERVICES, INC.
April 16, 2014 - July 29, 2020
OSAIC WEALTH, INC.
April 16, 2014 - July 29, 2020
FSC SECURITIES CORPORATION
January 22, 2014 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
October 29, 2008 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
July 27, 2007 - October 9, 2008
SECURIAN FINANCIAL SERVICES, INC.
July 27, 2007 - October 9, 2008
CRI SECURITIES, LLC
March 22, 2005 - July 18, 2007
WOODBURY FINANCIAL SERVICES, INC.
February 21, 2001 - March 15, 2005
CRI SECURITIES, LLC
March 31, 1998 - March 15, 2005
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Oakdale, MN 55128TRUST BUT VERIFY
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