James Allison
Professional summary
James Allison, who also goes by James Allison Jr, James Allison, was a registered financial advisor .
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. James had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2026 - Present
Office #1: 900 Trail Ridge Rd, Aiken, SC 29803
May 21, 2024 - April 10, 2026
ONEAMERICA SECURITIES, INC.
May 4, 2017 - September 3, 2019
NATIONWIDE SECURITIES, LLC
June 12, 2006 - December 11, 2006
FORTUNE FINANCIAL SERVICES, INC.
September 16, 2003 - September 20, 2004
CAPITAL SECURITIES OF AMERICA, INC.
September 13, 2002 - October 29, 2002
ARISTATRADE SECURITIES, LLC
June 18, 2002 - August 1, 2002
CONTINENTAL BROKER-DEALER CORP.
November 16, 2000 - March 14, 2002
BNY MELLON SECURITIES CORPORATION
October 25, 1999 - January 7, 2000
PRESTON LANGLEY ASSET MANAGEMENT, INC.
May 13, 1999 - July 20, 1999
MAY, DAVIS GROUP INC.
September 17, 1998 - April 28, 1999
WEATHERLY SECURITIES CORPORATION
July 31, 1998 - September 11, 1998
FIRST PROVIDENCE FINANCIAL GROUP, LLC
July 20, 1998 - August 11, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
May 22, 1998 - August 3, 1998
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/22/2026)
Exams
Current firm
No current employment
Red Flags
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