BT
Betty J. Tomlinson
CIMARRON WEALTH MANAGEMENT
GUNNISON, CO 81230
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CRD#: 3025229
BT
Professional summary
Betty Jo Tomlinson, who also goes by Betty Jo Miller, Betty J Rowan, Betty Jo Rowan, is a registered financial advisor currently at CIMARRON WEALTH MANAGEMENT, INC. located in Gunnison, Colorado and LPL FINANCIAL LLC located in Montrose, Colorado.
Betty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Betty has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Betty Jo Miller | Betty J Rowan | Betty Jo Rowan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 4/20/2018 - OK Holdings, LLC - Not Investment Related - Gunnison, CO 80209 - Real Estate Rental - Partner - Started 04/06/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 2. 04/23/2019 - OK Gunnison, LLC - Not Investment related - 1701 E. Niagara Rd., Montrose, CO 81401 - Real Estate Rental - start date: 04/08/2019 - 1 Hour/Month - 0 During Securities Trading. 3. 06/22/2022 - Cimarron Wealth Management, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/17/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 07/15/2022 - Cimarron Wealth Management, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Advisor - Start Date - 06/09/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Cimarron Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 06/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Betty Jo Tomlinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2019 - Present
CIMARRON WEALTH MANAGEMENT, INC.
Office #1: 1115 N. Main St. Suite A, Gunnison, CO 81230Office #2: 1701 Niagara Rd, Montrose, CO 81401RIA
CRD#: 299627
GUNNISON, CO
Current
December 11, 2014 - Present
LPL FINANCIAL LLC
Office #1: 1701 Niagara Rd, Montrose, CO 81401RIA
BD
CRD#: 6413
MONTROSE, CO
Past
July 6, 2016 - October 18, 2019
MARINER ADVISOR NETWORK
RIA
CRD#: 283824
Montrose, CO
Past
December 18, 2014 - July 7, 2016
STRATEGIC WEALTH ADVISORS GROUP
RIA
CRD#: 140977
MONTROSE, CO
Past
July 19, 2012 - December 22, 2014
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
GUNNISON, CO
Past
May 17, 2006 - December 22, 2014
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
GUNNISON, CO
Past
February 7, 2001 - May 17, 2006
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
CRESTED BUTTE, CO
Past
March 30, 1998 - February 7, 2001
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CIMARRON WEALTH MANAGEMENT, INC.
CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.
CRD#: 299627 / SEC#: 801-116955
RIA
Registered Investment Advisory firm - (7/11/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/13/2015)
RR
Arizona(11/8/2024)
RR
Colorado(12/11/2014)
IAR
Colorado(7/11/2019)
RR
Florida(2/24/2021)
IAR
Louisiana(7/11/2019)
RR
Nevada(2/23/2021)
IAR
Texas(7/11/2019)
RR
Wyoming(10/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CIMARRON WEALTH MANAGEMENT, INC.
CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.
CRD#: 299627 / SEC#: 801-116955
RIA
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Contact information
Main Address
1701 Niagara Rd, Montrose, CO 81401
Mailing Address
Phone number
(970) 249-9882
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 230,486,824 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CIMARRON WEALTH MANAGEMENT, INC.
CRD#: 299627Gunnison, CO 81230TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
