Sang L. Wong
Professional summary
Sang Lee Wong, CFA is a registered financial advisor currently at MERCURY FINANCIAL ADVISORS located in Albany, New York.
Sang is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Sang has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sang Lee Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2021 - Present
MERCURY FINANCIAL ADVISORS
April 20, 1998 - December 22, 1998
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/29/2021)
Exams
Current Firm
MERCURY FINANCIAL ADVISORS
CRD#: 166362 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 23,000,000 |
Red Flags
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