Jorge T. Saldarriaga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Tadeo Saldarriaga, who also goes by Coki Saldarriaga, was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 1998. Jorge had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2014 - August 10, 2016
INSIGHT SECURITIES, INC.
April 11, 2014 - April 9, 2025
INSIGHT SECURITIES, INC.
April 23, 2013 - May 19, 2014
VIBRA INVESTMENTS LLC
February 15, 2012 - May 1, 2013
CETERA INVESTMENT SERVICES LLC
February 14, 2012 - May 1, 2013
CETERA INVESTMENT SERVICES LLC
February 3, 2009 - February 14, 2012
U.S. BANCORP ADVISORS, LLC
February 3, 2009 - February 14, 2012
U.S. BANCORP ADVISORS, LLC
November 26, 2002 - January 14, 2009
WELLS FARGO INVESTMENTS, LLC
November 15, 2001 - January 14, 2009
WELLS FARGO INVESTMENTS, LLC
February 23, 2000 - December 31, 2000
FIRST MONTAUK SECURITIES CORP.
July 9, 1999 - December 31, 1999
WMA SECURITIES, INC.
March 27, 1998 - March 5, 1999
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
INSIGHT SECURITIES, INC.
CRD#: 5611 / SEC#: 801-12999, 8-16247
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INSIGHT SECURITIES, INC.
CRD#: 5611 / SEC#: 801-12999, 8-16247
Contact information
SEC notice filing (36 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 94,216,934 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
