AM
Amy L. Mullvain
VALIC FINANCIAL ADVISORS
Birmingham, AL 35243
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CRD#: 3024693
AM
Professional summary
Amy Leigh Mullvain, AIF®, who also goes by Amy Leigh Clanton, Amy Mullvain, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Birmingham, Alabama.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Amy has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Leigh Clanton | Amy Mullvain
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 05/15/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Leigh Mullvain's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Amy Leigh Mullvain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 17, 2023 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 3535 Grandview Parkway Suite 200, Birmingham, AL 35243Office #2: 2300 Windy Ridge Parkway S.e. Suite 240 S, Atlanta, GA 30339Office #3: 1 Music Circle North Suite 400, Nashville, TN 37203RIA
BD
CRD#: 42803
Birmingham, AL
Current
May 15, 2023 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 3535 Grandview Parkway Suite 200, Birmingham, AL 35243Office #2: 2300 Windy Ridge Parkway S.e. Suite 240 S, Atlanta, GA 30339Office #3: 1 Music Circle North Suite 400, Nashville, TN 37203RIA
BD
CRD#: 42803
Birmingham, AL
Past
April 13, 2022 - May 18, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
GAINESVILLE, GA
Past
September 8, 2021 - May 18, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
GAINESVILLE, GA
Past
July 23, 2021 - May 15, 2023
IFG ADVISORY, LLC
RIA
CRD#: 168012
Gainesville, GA
Past
May 3, 2018 - May 26, 2021
ARISTA CONSULTING GROUP
RIA
CRD#: 292330
ALPHARETTA, GA
Past
August 31, 2005 - January 27, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ATLANTA, GA
Past
October 23, 2000 - December 1, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 14, 2000 - November 6, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
April 22, 1998 - August 14, 2000
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/19/2023)
IAR
Alabama(5/19/2023)
RR
Arizona(5/19/2023)
IAR
Arizona(5/24/2023)
RR
Arkansas(5/19/2023)
IAR
Arkansas(5/25/2023)
RR
California(5/19/2023)
IAR
California(5/22/2023)
RR
Colorado(5/19/2023)
IAR
Colorado(5/22/2023)
RR
Connecticut(5/19/2023)
IAR
Connecticut(5/19/2023)
RR
Delaware(7/31/2023)
IAR
Delaware(8/2/2023)
RR
District of Columbia(5/19/2023)
IAR
District of Columbia(6/7/2023)
RR
Florida(5/19/2023)
IAR
Florida(5/22/2023)
RR
Georgia(5/15/2023)
IAR
Georgia(5/17/2023)
RR
Indiana(5/19/2023)
RR
Kentucky(5/19/2023)
IAR
Kentucky(5/24/2023)
RR
Louisiana(5/19/2023)
RR
Maryland(5/19/2023)
IAR
Maryland(5/22/2023)
RR
Michigan(5/19/2023)
IAR
Michigan(5/24/2023)
RR
Minnesota(5/19/2023)
IAR
Minnesota(5/23/2023)
RR
Mississippi(5/19/2023)
IAR
Mississippi(5/24/2023)
RR
Missouri(5/19/2023)
IAR
Missouri(5/19/2023)
RR
New Jersey(5/19/2023)
IAR
New Jersey(5/19/2023)
RR
New Mexico(7/18/2024)
IAR
New Mexico(7/18/2024)
RR
New York(5/19/2023)
IAR
New York(5/19/2023)
RR
North Carolina(5/19/2023)
IAR
North Carolina(5/30/2023)
RR
Ohio(5/19/2023)
IAR
Ohio(5/21/2023)
RR
South Carolina(5/19/2023)
IAR
South Carolina(5/23/2023)
RR
Tennessee(5/19/2023)
RR
Texas(5/19/2023)
IAR
Texas(5/22/2023)
RR
Utah(7/31/2025)
IAR
Utah(8/1/2025)
RR
Vermont(5/2/2024)
IAR
Vermont(5/2/2024)
RR
Virginia(5/19/2023)
IAR
Virginia(5/22/2023)
RR
West Virginia(5/19/2023)
IAR
West Virginia(5/26/2023)
RR
Wisconsin(5/19/2023)
IAR
Wisconsin(5/22/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Birmingham, AL 35243TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
