Michael J. Pizzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Pizzo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2017 - August 27, 2021
HOULIHAN LOKEY ADVISORS, LLC
March 16, 2015 - October 30, 2017
BTIG, LLC
June 21, 2013 - March 25, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
February 21, 2012 - May 17, 2013
MAXIM GROUP LLC
March 30, 2005 - January 11, 2012
WJB CAPITAL GROUP, INC.
August 13, 2003 - April 7, 2005
GLENWOOD SECURITIES, INC.
June 13, 2003 - July 28, 2003
BASELINE SECURITIES, INC.
April 28, 2003 - August 1, 2003
LABRANCHE FINANCIAL SERVICES, LLC
August 16, 2002 - July 8, 2003
LL PARTNERS, INC.
May 29, 2002 - July 12, 2002
GFI SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/24/2024
General Securities Representative ExaminationSeries 25
Date: 12/10/2002
NYSE Trading Assistant ExaminationCurrent Firm
HOULIHAN LOKEY ADVISORS, LLC
CRD#: 127835 / SEC#: , 8-66065
Contact information
Documents
Red Flags
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