RS
Ryan Szakacs
JPMORGAN DISTRIBUTION SERVICES
New York, NY 10172
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CRD#: 3024619
RS
Professional summary
Ryan Szakacs, who also goes by Ryan Edward Szakacs, is a registered financial professional currently at JPMORGAN DISTRIBUTION SERVICES, INC. located in New York, New York.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 1999. Ryan has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ryan Edward Szakacs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan Szakacs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2020 - Present
JPMORGAN DISTRIBUTION SERVICES, INC.
Office #1: 277 Park Avenue, New York, NY 10172BD
CRD#: 104234
New York, NY
Past
February 13, 2017 - February 3, 2020
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
New York, NY
Past
February 4, 2013 - January 9, 2017
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Past
March 20, 2009 - February 4, 2013
BLACKROCK CAPITAL MARKETS, LLC
BD
CRD#: 146514
PRINCETON, NJ
Past
March 27, 2000 - August 6, 2003
WORLDCO, L.L.C.
BD
CRD#: 24673
NEW YORK, NY
Past
September 21, 1999 - March 2, 2000
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/31/2020)
RR
Alaska(1/31/2020)
RR
Arizona(1/31/2020)
RR
Arkansas(1/31/2020)
RR
California(1/31/2020)
RR
Colorado(1/31/2020)
RR
Connecticut(1/31/2020)
RR
Delaware(1/31/2020)
RR
District of Columbia(1/31/2020)
RR
Florida(1/31/2020)
RR
Georgia(1/31/2020)
RR
Hawaii(1/31/2020)
RR
Idaho(1/31/2020)
RR
Illinois(1/31/2020)
RR
Indiana(1/31/2020)
RR
Iowa(1/31/2020)
RR
Kansas(1/31/2020)
RR
Kentucky(1/31/2020)
RR
Louisiana(1/31/2020)
RR
Maine(1/31/2020)
RR
Maryland(1/31/2020)
RR
Massachusetts(1/31/2020)
RR
Michigan(1/31/2020)
RR
Minnesota(1/31/2020)
RR
Mississippi(1/31/2020)
RR
Missouri(1/31/2020)
RR
Montana(1/31/2020)
RR
Nebraska(1/31/2020)
RR
Nevada(1/31/2020)
RR
New Hampshire(1/31/2020)
RR
New Jersey(1/31/2020)
RR
New Mexico(1/31/2020)
RR
New York(1/31/2020)
RR
North Carolina(1/31/2020)
RR
North Dakota(1/31/2020)
RR
Ohio(1/31/2020)
RR
Oklahoma(1/31/2020)
RR
Oregon(1/31/2020)
RR
Pennsylvania(1/31/2020)
RR
Puerto Rico(1/31/2020)
RR
Rhode Island(1/31/2020)
RR
South Carolina(1/31/2020)
RR
South Dakota(1/31/2020)
RR
Tennessee(1/31/2020)
RR
Texas(1/31/2020)
RR
Utah(1/31/2020)
RR
Vermont(1/31/2020)
RR
Virgin Islands(1/31/2020)
RR
Virginia(1/31/2020)
RR
Washington(1/31/2020)
RR
West Virginia(1/31/2020)
RR
Wisconsin(1/31/2020)
RR
Wyoming(1/31/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/25/2009
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JD
JPMORGAN DISTRIBUTION SERVICES, INC.
JPMORGAN DISTRIBUTION SERVICES, INC. | ONE GROUP DEALER SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
1111 Polaris Parkway, Columbus, OH 43240
Mailing Address
1111 Polaris Parkway Mail Code: Oh1-0004, Columbus, OH 43240
Phone number
(201) 595-1958
Established
Delaware since 10/25/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
