Gregory J. Murphy
Professional summary
Gregory James Murphy, CFP® is a registered financial advisor currently at NEW CENTURY FINANCIAL GROUP, LLC located in Princeton, New Jersey and OSAIC WEALTH, INC. located in Princeton, New Jersey.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Gregory has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory James Murphy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory James Murphy's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
October 28, 2002 - Present
NEW CENTURY FINANCIAL GROUP, LLC
Office #1: 902 Carnegie Ctr Suite 510, Princeton, NJ 08540June 18, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 902 Carnegie Center Suite 510, Princeton, NJ 08540April 2, 1998 - Present
OSAIC WEALTH, INC.
Office #1: 902 Carnegie Center Suite 510, Princeton, NJ 08540Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/1999)
(8/9/2013)
(3/6/2001)
(7/8/2024)
(5/14/2001)
(4/13/1998)
(10/28/2002)
(5/18/1998)
(5/5/1998)
(6/1/2005)
(5/1/1998)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Princeton, NJ 08540TRUST BUT VERIFY
Monitor Gregory Murphy
Get automatic monthly alerts on: