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JE

Jay J Epstein

CRD# 3024513·Registered 1998 - 2025
Previously Registered: Being a previously registered professional could mean that Jay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jay J Epstein, who also goes by Jay Epstein, was a registered financial advisor. Jay was a previously registered financial professional and started their career in finance 1998 - 2025. Jay had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay Epstein

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

GLMX TECHNOLOGIES, LLC·CRD# 289301
BD
New York, NY
August 26, 2024 - March 13, 2025
BMO CAPITAL MARKETS CORP.·CRD# 16686
BD
New York, NY
April 21, 2011 - September 30, 2022
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
May 11, 2009 - March 21, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
January 26, 2009 - May 15, 2009
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - December 2, 2008
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 6, 1998 - September 22, 2008

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Current Firm

GT
GLMX TECHNOLOGIES, LLC

GLMX TECHNOLOGIES LLC | GLMX TECHNOLOGIES, LLC

CRD#: 289301 / SEC#: 8-69987
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

666 3rd Avenue 32nd Fl, New York, NY, 10017

Mailing Address

666 3rd Avenue 32nd Fl, New York, NY, 10017

Phone Number

(929) 445-6900

Established

Delaware since 06/01/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL LIQUID MARKETS, LLCMANAGING MEMBER—
CARROLL, LAUREN DCAO, GENERAL COUNSEL5459835
GRAY, BRYAN HARRISONCHIEF COMPLIANCE OFFICER6535190
HAVLICEK, GLENN STEWARTCEO & CLO1798717
LAHOUD, MICHAELPRINCIPAL OPERATIONS OFFICER (POO)/ CFO/ FINOP/PFO6620329

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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