Jay J. Epstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay J Epstein, who also goes by Jay Epstein, was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1998. Jay had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2024 - March 13, 2025
GLMX TECHNOLOGIES, LLC
April 21, 2011 - September 30, 2022
BMO CAPITAL MARKETS CORP.
May 11, 2009 - March 21, 2011
NOMURA SECURITIES INTERNATIONAL, INC.
January 26, 2009 - May 15, 2009
CITIGROUP GLOBAL MARKETS INC.
September 22, 2008 - December 2, 2008
BARCLAYS CAPITAL INC.
May 6, 1998 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLMX TECHNOLOGIES, LLC
CRD#: 289301 / SEC#: , 8-69987
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
