Kevin L. Barr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Lincoln Barr was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1998. Kevin had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2018 - July 19, 2021
AVANTAX INVESTMENT SERVICES, INC.
November 14, 2018 - July 19, 2021
AVANTAX ADVISORY SERVICES
February 17, 2010 - October 5, 2017
VANGUARD MARKETING CORPORATION
September 1, 2009 - December 9, 2009
PARKLAND SECURITIES, LLC
March 25, 2008 - August 28, 2009
NEW ENGLAND SECURITIES
February 27, 2008 - August 28, 2009
NEW ENGLAND SECURITIES
May 26, 2006 - January 22, 2008
VFINANCE INVESTMENTS, INC
May 9, 2005 - May 30, 2006
MUTUAL OF AMERICA SECURITIES LLC
May 9, 2005 - May 30, 2006
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
October 8, 2004 - April 29, 2005
WELLS FARGO CLEARING SERVICES, LLC
October 6, 2004 - April 29, 2005
WELLS FARGO CLEARING SERVICES, LLC
May 30, 2001 - December 31, 2003
COMMONWEALTH FINANCIAL NETWORK
April 1, 1998 - May 24, 2001
SHAMROCK PARTNERS, LTD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/14/1999
Limited Representative-Equity Trader ExamCurrent Firm
AVANTAX INVESTMENT SERVICES, INC.
CRD#: 13686 / SEC#: , 8-29533
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVANTAX WEALTH MANAGEMENT, INC. | SOLE SHAREHOLDER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | GENERAL COUNSEL, SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | PRINCIPAL OPERATIONS OFFICER | 1572778 |
| MACKAY, TODD CHRISTOPHER | DIRECTOR AND VICE PRESIDENT | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER | 5769181 |
| NEARY, JOSEPH DANIEL | DIRECTOR AND VICE PRESIDENT | 2993505 |
| WATTS, ANDREW DAVID | PRESIDENT | 4780880 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
